Christina Rose Tumbleson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 01/2024
  Charles Schwab & Co., Inc.
  Austin, TX
• 07/2015 → 01/2024
  Charles Schwab Bank
  Austin, TX
• 07/2024 → Present
  Ubs Financial Services Inc
  Cincinnati, OH
• 01/2024 → 04/2024
  Unemployed
  Buda, TX
• 04/2024 → 07/2024
  Empyrean Notarization Llc
  Buda, TX

Previous Registrations

• 2017-01-24 → 2024-01-10
  Charles Schwab & Co., Inc.
  Franklin, TN
  Austin, TX
  St Louis, MO

Other Businesses

Notary public. Empyrean Notarization LLC, Buda Texas, United States- 78610, Sole proprietorship, Public services, Notary Public, Proprietor / owner, Providing notary services to the public outside of my working office hours at UBS to non-UBS clients, start date- 4/23/2024, Created the company during time of unemployment and established an LLC to keep separate from estate.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-22

Other Names

• Christina Rose Brown
• Christina Rose Tumlbleson
• Christina Rose Tumbleson
• Christina Tumbleson