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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hershewe & Humphrey's | Dallas | TX | 03/2017 | 08/2017 |
| Motorino Pizza | New York | NY | 04/2018 | 09/2018 |
| J.P. Morgan Securities Llc | Plano | TX | 11/2021 | 11/2022 |
| Nylife Securities Llc | Dallas | TX | 01/2016 | 10/2021 |
| Avantax Investment Services, Inc. | Starr | SC | 11/2022 | 09/2025 |
| Avantax Advisory Services | Starr | SC | 11/2022 | 09/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | Present |
| Delivery Driver | Starr | SC | 10/2024 | Present |
| Farming & Ranching | Starr | SC | 11/2024 | Present |
| Room Rental | Starr | SC | 06/2025 | Present |
| Cetera Wealth Services, Llc | Dallas | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) FARMING & RANCHING POSITION: Farmer & Rancher NATURE: selling livestock and associated animals, timber, manure, and produce INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 6 START DATE: 11/02/2024 ADDRESS: 105 Mockingbird Ln, Starr SC 29684, United States DESCRIPTION: Harvesting and bringing produce, timber, and manure to market. Breeding and bringing livestock and associated animals to market. 2) DOORDASH POSITION: Delivery Driver NATURE: Independent contractor. Grocery shopper and food delivery INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2024 ADDRESS: 105 Mockingbird Ln., Starr SC 29684, United States DESCRIPTION: grocery shopper and food delivery 3) DELIVERY DRIVER POSITION: Independent contractor NATURE: Independent contractor. Delivery for various vendors including Doordash and Spark f.k.a. Walmart INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2024 ADDRESS: 105 Mockingbird Ln., Starr SC 29684, United States DESCRIPTION: grocery shopper and food delivery 4) ROOM RENTAL POSITION: Landlord NATURE: I will be renting a room in my home and receiving monthly rent. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2025 ADDRESS: 105 Mockingbird Ln., Starr SC 29684, United States DESCRIPTION: Maintenance and rent collection
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-09 |
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