Paul Luis Soriano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 10/2017
  National Planning Corporation
  Honolulu, HI
• 01/2009 → Present
  Coda Financial Group
  Honolulu, HI
• 10/2017 → Present
  Sagepoint Financial, Inc.
  Honolulu, HI
• 09/2023 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Previous Registrations

• 2017-10-24 → 2023-09-01
  Osaic Services, Inc.
  Honolulu, HI
• 2009-02-13 → 2017-10-26
  National Planning Corporation
  Honolulu, HI
• 2007-03-20 → 2009-02-17
  Osaic Services, Inc.
  Phoenix, AZ
  Honolulu, HI
  Honolulu, HI

Other Businesses

1. CODA FINANCIAL GROUP, INC POSITION: CFO NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 01/12/2009 ADDRESS: 615 Piikoi Street, Suite 1205, HONOLULU HI 96814, United States DESCRIPTION: Insurance Producer 2. PAUL L. SORIANO POSITION: Member NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2018 ADDRESS: 229 Holoku Place, Wahiawa HI 96786, United States DESCRIPTION: Chair of the Finance Committee of Our Lady of Sorrows Church that reviews investments and gives advice to pastor about finance. I will not have control of funds. 3. PAUL SORIANO POSITION: Director NATURE: 501 c 3 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2019 ADDRESS: 229 HOLOKU PL, Wahiawa HI 96786, United States DESCRIPTION: Plan events for the community of Wahiawa 4. PAUL L SORIANO POSITION: Owner NATURE: Sole Propreietorship INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2016 ADDRESS: 229 HOLOKU PLACE, WAHIAWA HI 96786, United States DESCRIPTION: Referee soccer games for youth, high school and adults. 5. CODA FINANCIAL ADVISOR NETWORK POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 615 Piikoi Street Suite 1205, HONOLULU HI 96814, United States DESCRIPTION: Pay bills 6. CODA FINANCIAL GROUP POSITION: Associate NATURE: Marketing Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/20/2009 ADDRESS: 615 PIIKOI STREET, SUITE 1205, HONOLULU HI 96814, United States DESCRIPTION: Market my security and fixed insurance business.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-16
• S63 Uniform Securities Agent State Law Examination
  2000-07-18

Other Names

• Paul L Soriano