Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-10 |
Branch Locations
2415 Boston Post Road Suite 13A, Guilford, CT 06437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People's Securities, Inc. | Fairfield | CT | 05/2016 | 06/2024 |
| People's United Advisors, Inc. | Fairfield | CT | 05/2018 | 06/2024 |
| Lpl Financial Llc | Fairfield | CT | 08/2022 | 06/2024 |
| Lpl Financial Llc | Fairfield | CT | 08/2022 | 06/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2024 | Present |
1. NAME OF OTHER BUSINESS: ECONOMIC PLANNING GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING FIRM; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: SENIOR WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, INVESTMENT PLANNING, INSURANCE PLANNING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-21 |
Reach out to this advisor