Best Investors Account Sign in

Nicholas Jones Harris

Tiaa-Cref Individual & Institutional Services, LLC

Metairie, LA

Metairie, LA

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
LA RA APPROVED 2022-11-09
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • LA RA
    APPROVED
    Since 2022-11-09

Branch Locations

3900 N. Causeway Blvd Offices 1237, 1238, 1250, 1263, Metairie, LA 70002 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New Orleans LA 10/2014 10/2022
J.P. Morgan Chase New Orleans LA 10/2014 10/2022
Tiaa-Cref Individual & Institutional Services, Llc Metairie LA 10/2022 Present
Tiaa Metairie LA 10/2022 Present
Previous Registrations
  • 2020-01-17 → 2022-10-13
    J.P. Morgan Securities Llc
    New Orleans, LA
    New Orleans, LA
    Marrero, LA
    New Orleans, LA
    Harvey, LA
    New Orleans, LA
    Marrero, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-11
  • S66 Uniform Combined State Law Examination
    2020-01-11
Other Names
  • Nick Jones Harris
  • Nicholas Harris
  • Nick Harris

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
MERCER GLOBAL ADVISORS INC.
LPL ENTERPRISE, LLC
GUILBAULT CAPITAL
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
USI SECURITIES, INC.

Other Investors

RUFUS PRADOS CRESSEND
Ellen Alisse Geissal Morvant
James Anthony Ray
Jarod Hopper
Shelby Renee Cressend
ANDRE PIERCE LEBLANC
NEAL KENNETH ADLER
LOUIS WILLIAM BUNDY

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
MERCER GLOBAL ADVISORS INC. · Metairie, LA
LPL ENTERPRISE, LLC · METAIRIE, LA
GUILBAULT CAPITAL · METAIRIE, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC · METAIRIE, LA
INDEPENDENT ADVISOR ALLIANCE, LLC · Metarie, LA
USI SECURITIES, INC. · Metairie, LA

More in Metairie, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor