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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-25
IN RA APPROVED 2016-05-17
  • TX RA
    APPROVED
    Since 2017-04-25
  • IN RA
    APPROVED
    Since 2016-05-17

Branch Locations

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ltc Solutions, Inc. Franklin IN 01/2011 Present
Raymond James & Associates, Inc. Greenwood IN 05/2016 Present
Football Officiating Franklin IN 08/2016 04/2017
National Football League Frankin IN 05/2017 Present
  • 01/2011 → Present
    Ltc Solutions, Inc.
    Franklin, IN
  • 05/2016 → Present
    Greenwood, IN
  • 08/2016 → 04/2017
    Football Officiating
    Franklin, IN
  • 05/2017 → Present
    National Football League
    Frankin, IN
Other Businesses

(1)Name of Business: LTC Solutions, Inc. Address: 60 East Madison St., Franklin, IN, 46131, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/03/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own a Long Term Care and Life Insurance agency (2)Name of Business: National Football League Address: 60 east madison st, franklin, IN, 46131, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 05/09/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officiate football games in the NFL (3)Name of Business: NFL Referee's Association Address: 60 E Madison St, Franklin, IN, 46131, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 03/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be a member of the Investment Committee but would have no formal voting rights, would not make trades and would not control any monies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14

View on SEC IAPD

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