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Rolando Fernandez

Fifth Third Securities, Inc.

Matthews, NC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-12
  • NC RA
    APPROVED
    Since 2023-01-12

Branch Locations

1818 Matthews Township Pkwy, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 03/2016 11/2017
Pnc Bank Sarasota FL 03/2016 11/2017
Rbc Capital Markets, Llc Sarasota FL 11/2017 01/2019
Wells Fargo Bank, Na Charlotte NC 04/2019 06/2021
Wells Fargo Clearing Services, Llc Charlotte NC 04/2019 09/2022
Fifth Third Bank Charlotte NC 10/2022 Present
Fifth Third Securities Charlotte NC 10/2022 Present
Unemployed Charlotte NC 01/2019 03/2019
  • 03/2016 → 11/2017
    Pnc Investments
    Pittsburgh, PA
  • 03/2016 → 11/2017
    Pnc Bank
    Sarasota, FL
  • 11/2017 → 01/2019
    Rbc Capital Markets, Llc
    Sarasota, FL
  • 04/2019 → 06/2021
    Wells Fargo Bank, Na
    Charlotte, NC
  • 04/2019 → 09/2022
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 10/2022 → Present
    Fifth Third Bank
    Charlotte, NC
  • 10/2022 → Present
    Fifth Third Securities
    Charlotte, NC
  • 01/2019 → 03/2019
    Unemployed
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-13
S63 Uniform Securities Agent State Law Examination 2006-06-08
  • S66 Uniform Combined State Law Examination
    2015-08-13
  • S63 Uniform Securities Agent State Law Examination
    2006-06-08
Other Names
  • Rolando Fernandez
  • Rolando Jose Fernandez

View on SEC IAPD

Other Firms

NEXUS CAPITAL INC
EDWARD JONES
FOUNDERS FINANCIAL SECURITIES LLC
LPL ENTERPRISE, LLC
FAMILY WEALTH PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMMONWEALTH FINANCIAL NETWORK

Other Investors

ANUP A DESAI
Nadir Kabir Noorani
AFZAL SADRUDDIN MITHWANI
Ashton L Dufresne
Collin J Brantmeyer
Joseph A Marano
BRADLEY PHILLIP KELLEN
DAVID REID

Other Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC
LPL ENTERPRISE, LLC · MATTHEWS, NC
FAMILY WEALTH PARTNERS, LLC · MATTHEWS, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Matthews, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MATTHEWS, NC
LPL ENTERPRISE, LLC · STALLING, NC

More in Matthews, NC

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