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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-03 |
Branch Locations
2821 West 7Th Street Ste450, Ft. Worth, TX 76107 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2821 West 7Th Street Ste450, Fort Worth, TX 76126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Fort Worth | TX | 10/2014 | 06/2018 |
| Compass Bank | Birmingham | AL | 08/2014 | 06/2018 |
| Bbva Wealth Solutions Inc. | Fort Worth | TX | 08/2015 | 06/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 03/2016 | 06/2018 |
| Raymond James Financial Services, Inc. | Fort Worth | TX | 07/2018 | 01/2022 |
| Raymond James Financial Services Advisors Inc. | Fort Worth | TX | 07/2018 | 01/2022 |
| Ameriprise Financial Services, Llc | Ft. Worth | TX | 02/2022 | 08/2025 |
| Southside Bank | Fort Worth | TX | 06/2018 | 01/2022 |
| Southside Investment Services | Fort Worth | TX | 10/2020 | 01/2022 |
| First Horizon Bank | Fort Worth | TX | 08/2025 | Present |
| Lpl Financial Llc | Ft. Worth | TX | 12/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At Reported Business Location(s) - Start Date: 11/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-24 |
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