Best Investors Account Sign in

Royce Wilton Gore

Cetera Investment Advisers LLC

Birmingham, AL

CRD 6414217

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-11-12
  • AL RA
    APPROVED
    Since 2020-11-12

Branch Locations

600 Vestavia Parkway, Suite 221, Birmingham, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities San Diego CA 10/2014 09/2022
First Allied Advisory Services, Inc. San Diego CA 03/2015 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Birmingham AL 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Gore Wealth Management Birmingham AL 02/2026 Present
  • 10/2014 → 09/2022
    First Allied Securities
    San Diego, CA
  • 03/2015 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Birmingham, AL
  • 11/2020 → Present
    Schaumburg, IL
  • 02/2026 → Present
    Gore Wealth Management
    Birmingham, AL
Previous Registrations
  • 2015-03-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

1) LABOR RETIREMENT SERVICES; ADVISOR; DBA; START DATE: 11/26/2018; 160 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: GORE WEALTH MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-20
S63 Uniform Securities Agent State Law Examination 2014-12-30
  • S65 Uniform Investment Adviser Law Examination
    2015-02-20
  • S63 Uniform Securities Agent State Law Examination
    2014-12-30
Other Names
  • Chuck Gore
  • Royce Wilton Gore

View on SEC IAPD

More in Birmingham, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor