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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
858 Lincoln Way East, Chambersburg, PA 17201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruby Tuesday | Chambersburg | PA | 10/2009 | 01/2018 |
| Avantax Investment Services, Inc. | Chambersburg | PA | 08/2016 | 09/2025 |
| Avantax Insurance Agency Llc | Chambersburg | PA | 08/2016 | 09/2025 |
| Avantax Advisory Services | Chambersburg | PA | 03/2017 | 09/2025 |
| Cetera Wealth Services, Llc | Chambersburg | PA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
OCKER FINANCIAL SERVICES LLC POSITION: Financial Advisor NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/01/2016 ADDRESS: 858 Lincoln Way East, Charmersburg PA 17201, United States DESCRIPTION: Operational and/or Marketing Name for Avantax Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-13 |
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