James Russell Smith

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 06/2017
  Massmutual Life Insurance Co
  Harker Heights, TX
• 10/2015 → 06/2017
  Mml Investors Services, Llc
  Harker Heights, TX
• 06/2017 → 11/2018
  Sii
  Pflugerville, TX
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Harker Heights, TX

Previous Registrations

• 2017-06-16 → 2018-11-02
  Signator Investors, Inc.
  Harker Heights, TX
  Harker Heights, TX
  Pflugerville, TX
• 2016-02-10 → 2017-06-22
  Mml Investors Services, Llc
  Harker Heights, TX
  Texas, TX
  Austin, TX
  Austin, TX
• 2015-01-12 → 2015-07-31
  Edward Jones
  Harker Heights, TX
  St Louis, MO
  Rockdale, TX
  Harker Heights, TX

Other Businesses

1) JAMES SMITH SR AND ASSOCIATES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2015 ADDRESS: 2011 Drawbridge Drive, Harker Heights TX 76548, United States DESCRIPTION: Provide prospects and clients with Life insurance quotes and strategies

Exams

• S66 Uniform Combined State Law Examination
  2015-01-10

Other Names

• Jimmy Russell Smith
• James Russell Smith