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Spencer Carlson

Sanctuary Advisors, LLC

The Woodlands, TX

CRD 6413785

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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2023-02-24

Branch Locations

9950 Woodloch Forest Dr Ste 2510, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 10/2014 02/2023
Bank Of America, N.A. The Woodlands TX 01/2015 02/2023
Sanctuary Securities, Inc. The Woodlands TX 02/2023 Present
Sanctuary Advisors, Llc The Woodlands TX 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
  • S66 Uniform Combined State Law Examination
    2014-12-17
Other Names
  • Spencer Dean Carlson

View on SEC IAPD

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