Best Investors Account Sign in

Roger Vaganis

J.P. Morgan Securities LLC

Belmont, MA

Waltham, MA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-10-17
TX RA APPROVED 2022-10-11
  • NH RA
    APPROVED
    Since 2022-10-17
  • TX RA
    APPROVED
    Since 2022-10-11

Branch Locations

7 Channing Rd, Belmont, MA 02478 • United States

1111 Lexington St, Waltham, MA 02452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurnace Company Boston MA 11/2014 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedford MA 09/2019 10/2022
Bank Of America, N.A. Bedford MA 09/2019 10/2022
Unemployed North Andover MA 08/2019 08/2019
J.P. Morgan Securities Llc Belmont MA 10/2022 Present
Jpmorgan Chase Bank, N.A. Belmont MA 10/2022 Present
Mml Distrubutors, Llc Boston MA 11/2014 05/2017
Massmutual Financial Services Boston MA 11/2014 07/2019
  • 11/2014 → 07/2019
    Massachusetts Mutual Life Insurnace Company
    Boston, MA
  • 09/2019 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bedford, MA
  • 09/2019 → 10/2022
    Bank Of America, N.A.
    Bedford, MA
  • 08/2019 → 08/2019
    Unemployed
    North Andover, MA
  • 10/2022 → Present
    J.P. Morgan Securities Llc
    Belmont, MA
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Belmont, MA
  • 11/2014 → 05/2017
    Mml Distrubutors, Llc
    Boston, MA
  • 11/2014 → 07/2019
    Massmutual Financial Services
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-26
  • S66 Uniform Combined State Law Examination
    2019-11-26
Other Names
  • Roger Vaganis
  • Roger W Vaganis
  • Roger Wilder Vaganis

View on SEC IAPD

Other Firms

EDWARD JONES
SLB ADVISORS, LLC
OSAIC INSTITUTIONS, INC.
ARSENAL FINANCIAL, LLC
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
INTEGRATED WEALTH CONCEPTS LLC
CITIZENS SECURITIES, INC.

Other Investors

Paul Jeffrey Corrigan
RONALD SCOTT SANDERSON
BRADLEY STEVEN BECHOK
GLENN STUART LOGAN
CURTIS CHRISTOPHER JONES
DOUGLAS ROBERT ORIFICE
LAUREN RACHEL NOHELTY
RICHARD SCOTT NOHELTY

Other Offices

EDWARD JONES · BELMONT, MA
SLB ADVISORS, LLC · BELMONT, MA
OSAIC INSTITUTIONS, INC. · BELMONT, MA
ARSENAL FINANCIAL, LLC · WATERTOWN, MA
LPL FINANCIAL LLC · WATERTOWN, MA
LPL FINANCIAL LLC · WATERTOWN, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BELMONT, MA
INTEGRATED WEALTH CONCEPTS LLC · BELMONT, MA

More in Belmont, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor