Scott Zell Harvey

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2017-04-25

NE RA
APPROVED

Since 2017-04-25

Branch Locations

Broken Bow, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Broken Bow	NE	11/2014	Present
Thrivent Financial	Appleton	WI	03/2015	Present

11/2014 → Present

Thrivent Investment Management Inc

Broken Bow, NE
03/2015 → Present

Thrivent Financial

Appleton, WI

Other Businesses

BROKEN BOW PUBLIC SCHOOL POSITION: BASKETBALL REFEREE NATURE: WORKING FOR THE ATHLETIC DEPARTMENT OF THE LOCAL JUNIOR AND SENIOR HIGH SCHOOL FOR SOME OF THEIR ATHLETIC CONTESTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 01/30/2015 ADDRESS: 323 N 7TH AVE, BROKEN BOW NE 68822 DESCRIPTION: I WOULD OFFICIATE LOCAL JR. HIGH AND JR. VARSITY BASKETBALL GAMES FOR BROKEN BOW HIGH SCHOOL (NE). SCOTT HARVEY - FUNERALS POSITION: Guest Speaker NATURE: Conducting and Leading Memorials, Funerals, and Graveside services for the families of deceased individuals. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2015 ADDRESS: 511 N. 10th Ave, Broken Bow NE 68822, United States DESCRIPTION: Perform the duties of a minister during a funeral, memorial service, or graveside service. This includes prayer, reading scripture, sermon or devotional, etc. MASON CITY FIRST BAPTIST CHURCH POSITION: Part-time Pastor NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2020 ADDRESS: 687 Prentiss St, Mason City NE 68855, United States DESCRIPTION: Preaching on Sunday morning 3 times a month. Home and hospital visitation on evenings or weekends. Monthly board meeting in the evening. Funerals and weddings as needed. HOUSE RENTAL POSITION: Owner NATURE: My wife and I are purchasing a property that we plan to rent out. The property includes a home and detached garage. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 545 N 10th Ave, Broken Bow NE 68822, United States DESCRIPTION: Finding a renter, administrating the contract and paperwork, dealing with contractors to fix maintenance problems.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-24
S63	Uniform Securities Agent State Law Examination	2014-12-22

S66 Uniform Combined State Law Examination

2017-04-24
S63 Uniform Securities Agent State Law Examination

2014-12-22