Harold James Kirkpatrick

Current Employers

Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-02-22
CT	RA	APPROVED	2024-02-07

MA RA
APPROVED

Since 2024-02-22
CT RA
APPROVED

Since 2024-02-07

Branch Locations

Holden, MA • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Southborough	MA	04/2015	02/2017
Pinnacle Financial Group	Southborough	MA	04/2015	02/2017
Purshe Kaplan Sterling Investments	Baltimore	MD	03/2017	07/2019
Facet	Holden	MA	02/2017	05/2023
Connectus Wealth Advisors	North Andover	MA	08/2023	01/2024
Procyon Advisors, Llc	Holden	MA	01/2024	Present

04/2015 → 02/2017

M Holdings Securities, Inc.

Southborough, MA
04/2015 → 02/2017

Pinnacle Financial Group

Southborough, MA
03/2017 → 07/2019

Purshe Kaplan Sterling Investments

Baltimore, MD
02/2017 → 05/2023

Facet

Holden, MA
08/2023 → 01/2024

Connectus Wealth Advisors

North Andover, MA
01/2024 → Present

Procyon Advisors, Llc

Holden, MA

Previous Registrations

2023-08-25 → 2024-01-30

Connectus Wealth

North Andover, MA

Windham, NH
2017-05-09 → 2023-05-08

Facet

West Palm Beach, FL

Holden, MA

Other Businesses

1) Fruitful, Inc.; Investment Related: Yes; 335 Madison Ave, Suite 5E, New York, NY. 10017; Fintech financial advisory firm; Strategic advisor; Since 06/2023; 5 hours per month; Advise start-ups on business decisions including fundraising. 2) GLG Consulting; Investment Related: No; 60 East 42nd Street, 3rd Floor, New York, NY. 10165; Consulting firm; Consultant; Since 01/2023; 5 hours per month; Provide consultative advice to firms within financial services and technology industries.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-27
S63	Uniform Securities Agent State Law Examination	2014-11-22

S65 Uniform Investment Adviser Law Examination

2016-04-27
S63 Uniform Securities Agent State Law Examination

2014-11-22

Designations

Other Names

Harry James Kirkpatrick
Harry James Kirkpatrick

View on SEC IAPD