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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Financial Services Llc | Westlake | TX | 10/2014 | 09/2019 |
| Fidelity Brokerage Services Llc | Westlake | TX | 09/2019 | 09/2020 |
| Lake Point Advisory Group | Rockwall | TX | 09/2020 | 11/2020 |
| Hilltop Securities | Dallas | TX | 02/2021 | 03/2022 |
| Woodall Wealth Management, Llc | Dallas | TX | 09/2021 | 03/2024 |
| Momentum Independent Network Inc. | Dallas | TX | 02/2021 | 03/2022 |
| Origin Financial | Boston | MA | 10/2022 | 12/2022 |
| Avantax Investment Services, Inc. | Dallas | TX | 12/2022 | 02/2024 |
| Avantax Advisory Services | Dallas | TX | 12/2022 | 02/2024 |
| Burrows Capital Advisors | Heath | TX | 02/2024 | 01/2026 |
| Cetera Advisors Llc | St Cloud | MN | 03/2024 | 01/2026 |
| Cetera Investment Advisers Llc | Dallas | TX | 03/2024 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2026 | Present |
| Hancock Whitney Bank | Gulfport | MS | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
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