Deanna Carroll Dozier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 04/2015 → Present
  Bank Of America, N.A.
  San Francisco, CA

Other Businesses

I*385605, Entity Type: Entity For Profit, Name of OBA: Screen Actors Guild, Address: Los Angeles, California 90036, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/01/2006, No Hours: 0, No Hours during trading: 0, Duties: Various residual checks for SAG film working as an actress in 2005. I*385607, Entity Type: Entity For Profit, Name of OBA: Broadcast Music Inc, Address: New York, New York 10007, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/26/2013, No Hours: 0, No Hours during trading: 0, Duties: Writer/composer of song used on Fox Sports.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-11

Other Names

• Dee Dozier
• Deanna Dozier