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David M Woldman

Cetera Investment Advisers LLC

Ellisville, MO

CRD 6413116

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-01
  • MO RA
    APPROVED
    Since 2026-07-01

Branch Locations

15928 Manchester Rd, Ellisville, MO 63011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Ladue MO 10/2014 08/2017
Bank Of America Na Ladue MO 04/2015 08/2017
Infinex Investments Inc Meriden CT 10/2017 11/2019
First Bank Ballwin MO 10/2017 11/2019
Us Bancorp Investments Inc St Charles MO 12/2019 12/2022
Citigroup O'FAllon MO 01/2023 08/2023
Edward Jones Webster Groves MO 07/2023 07/2024
Edward Jones St Louis MO 09/2024 11/2024
Lpl Financial Llc Chesterfield MO 12/2024 07/2026
Commerce Bank Chesterfield MO 12/2024 07/2026
Cetera Investment Services Llc St Cloud MN 07/2026 Present
Bank Of Franklin County Ellisville MO 07/2026 Present
Cetera Investment Advisers Llc Ellisville MO 07/2026 Present
  • 10/2014 → 08/2017
    Merrill Lynch
    Ladue, MO
  • 04/2015 → 08/2017
    Bank Of America Na
    Ladue, MO
  • 10/2017 → 11/2019
    Infinex Investments Inc
    Meriden, CT
  • 10/2017 → 11/2019
    First Bank
    Ballwin, MO
  • 12/2019 → 12/2022
    St Charles, MO
  • 01/2023 → 08/2023
    Citigroup
    O'FAllon, MO
  • 07/2023 → 07/2024
    Webster Groves, MO
  • 09/2024 → 11/2024
    St Louis, MO
  • 12/2024 → 07/2026
    Chesterfield, MO
  • 12/2024 → 07/2026
    Commerce Bank
    Chesterfield, MO
  • 07/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2026 → Present
    Bank Of Franklin County
    Ellisville, MO
  • 07/2026 → Present
    Ellisville, MO
Previous Registrations
Other Businesses

INSURANCE AND FIXED ANNUITIES OFFERED THROUGH JBC/JACKSON BROKERAGE AND BANK OF FRANKLIN COUNTY AGENCY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-31
  • S66 Uniform Combined State Law Examination
    2015-03-31
Other Names
  • David M Woldman
  • David Woldman
  • David Matthew Woldman

View on SEC IAPD

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