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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-27 |
| TX | RA | APPROVED_RES | 2019-11-01 |
Branch Locations
11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States
Nicholasville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Brevard | NC | 06/2016 | 11/2016 |
| Wells Fargo Bank Na | Brevard | NC | 06/2016 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Brevard | NC | 11/2016 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Asheville | NC | 10/2019 | Present |
| Bank Of America, N.A. | Asheville | NC | 10/2019 | Present |
I*: 2194303Entity Type: For ProfitName of OBA: Oak and BarrelAddress: Harrodsburg, KY 40330Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 01/21/2025Number of Hours: 1 hr wklyNumber of Hours during trading: 0Duties: Retail clothing store
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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