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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-06-07
  • WI RA
    APPROVED
    Since 2021-06-07

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Teaneck, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Db Photography Studio New York NY 01/2007 Present
Axa Advisors, Llc. New York NY 02/2015 01/2020
Kd Partners Llc Teaneck NJ 09/2020 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2021 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/2021 Present
The Mom Project Teaneck NJ 04/2021 Present
  • 01/2007 → Present
    Db Photography Studio
    New York, NY
  • 02/2015 → 01/2020
    Axa Advisors, Llc.
    New York, NY
  • 09/2020 → Present
    Kd Partners Llc
    Teaneck, NJ
  • 04/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2021 → Present
    Milwaukee, WI
  • 04/2021 → Present
    The Mom Project
    Teaneck, NJ
Previous Registrations
Other Businesses

BENEFIT MALL - AGENT FOR HEALTH INSURANCE AND MEDICARE SALES HEALTH AND LIFE INSURANCE AND MEDICARE POSITION: Broker NATURE: Health insurance and Medicare INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2015 ADDRESS: 1401 Somerset Gate, Teaneck NJ 07666, United States DESCRIPTION: Sales DB PHOTOGRAPHY STUDIO LLC - PARTNER KD PARTNERS, LLC POSITION: Partner NATURE: Photography INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2020 ADDRESS: 1401 Somerset Gate, Teaneck NJ 07666, United States DESCRIPTION: I manage the financial and accounting portion of the business, which is mostly related to bank accounts, vendors and tax return preparation. T

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-29
S63 Uniform Securities Agent State Law Examination 2015-02-27
  • S66 Uniform Combined State Law Examination
    2020-01-29
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27

View on SEC IAPD

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