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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2017-09-27 |
| WI | RA | APPROVED | 2015-01-15 |
Branch Locations
5340 Kietzke Ln 1St Fl, Reno, NV 89511 • United States
18100 Wedge Pkwy, Reno, NV 89511 • United States
1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Shorewood | WI | 10/2014 | 11/2016 |
| Wells Fargo Bank, Na | Shorewood | WI | 01/2009 | Present |
| Wells Fargo Clearing Services, Llc | Shorewood | WI | 11/2016 | Present |
UBER, NOT INVT RELATED, SAN FRANCISCO, NEVADA, DRIVER, START DATE 4/13/2019, 5 HRS PER MONTH, 0 HRS DURING TRADING, DRIVER. LYFT, NOT INVT RELATED, SAN FRANCISCO, NEVADA, DRIVER, START DATE 4/13/2019, 5 HRS PER MONTH, 0 HRS DURING TRADING, DRIVER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-15 |
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