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Maria Teresa Winters

Cetera Investment Advisers LLC

Phillipsburg, NJ

CRD 5138610

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-21
  • NJ RA
    APPROVED
    Since 2024-03-21

Branch Locations

Phillipsburg, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Em Winters Financial Services Washington NJ 06/2005 Present
Cetera Advisors Llc Denver CO 11/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2005 → Present
    Em Winters Financial Services
    Washington, NJ
  • 11/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. EM WINTERS FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS IS SAME AS REGISTERED LOCATION, INVESTMENT SERVICES, START NOVEMBER 2005, 40 HOURS PER WEEK - DURING TRADING HOURS, ASSOCIATE. 2. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: 58 EAST WASHINGTON AVE, WASHINGTON, NJ 07882; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 10/2006; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-09
  • S66 Uniform Combined State Law Examination
    2014-10-09
Other Names
  • Maria Teresa Cicerelle
  • Maria Teresa Cicerelle

View on SEC IAPD

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