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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-07-15 |
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corpration | Uniondale | NY | 08/2015 | 06/2020 |
| First Republic Investment Management, Inc | New York | NY | 07/2020 | 09/2023 |
| First Republic Securities Company, Llc | New York | NY | 07/2020 | 10/2023 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | 05/2025 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | 05/2025 |
| Neuberger Berman | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-13 |
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