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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-05 |
| NE | RA | APPROVED | 2025-02-14 |
| TX | RA | APPROVED_RES | 2024-03-04 |
| CO | RA | APPROVED | 2022-01-04 |
| CA | RA | APPROVED | 2021-12-15 |
| KS | RA | APPROVED | 2021-08-02 |
| MO | RA | APPROVED | 2021-08-02 |
Branch Locations
9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Overland Park | KS | 01/2014 | 03/2018 |
| Mml Investors Services Llc | Overland Park | KS | 03/2015 | 03/2018 |
| Guardian Life Insurance Company | Olathe | KS | 04/2018 | 01/2024 |
| Park Avenue Securities | Olathe | KS | 05/2018 | 01/2024 |
| Guardian Life Insurance Company | Overland Park | KS | 01/2024 | Present |
| Park Avenue Securities | Overland Park | KS | 01/2024 | Present |
1. Lyncho LLC-partner with my siblings in the LLC which owns 1 commercial property that is leased,. Start: 08/29/2014, Address: 13640 W 129th Ter Olathe, KS 66062, 1 non bus hr per month, Investment related, 2) Independent Contractor for College Loan Freedom, Start: 12/15/2020, Address: 14670 S Harrison St, Olathe, KS 66062, 2 total hours per month, 2 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Independent Contractor for Dynamic Student Loan Solutions, Start: 09/01/2021, Address: 14670 S Harrison St, Olathe, KS 66062, 2 total hours per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 4) Co-trustee for my parent's revocable trust, Start: 03/01/2022, Address: Olathe, KS 66062, 0 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 5) Board Member-Embrace, Start: 06/30/2025, Address: 7285 W. 132nd St., Suite 340, Overland Park, KS 66213, 7 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 6) POA for mother, Nature of Business: Power of Attorney, Start date: 06/30/2025, Address: 13800 W 116th St Apt. 1304 Olathe, KS 66062, Duties: POA, 1 total hours per month; 1 during securities trading hours, Not investment related, 7) Kansas Department for Aging and Disability Services, Nature of Business: Child care, Start date: 02/15/2026, Address: 503 S. Kansas Ave. Topeka, KS 66603-3404, Duties: child care, 3 total hours per month; 2 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-27 |
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