Matthew Lewis Giorgi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

2373 Route 9, Poughkeepsie, NY 12601 • United States

155 Stringtham Rd, Lagrangeville, NY 12540 • United States

Poughkeepsie, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Poughkeepsie	NY	05/2006	Present

05/2006 → Present

Lpl Financial, Llc

Poughkeepsie, NY

Other Businesses

1. 4/24/2007 - DBA ONLY - HVFCU FINANCIAL SERVICES AT HUDSON VALLEY FEDERAL - POUGHKEEPSIE, NY. 2. 10/6/2017 - Hudson Valley FCU Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 10/09/2017 - 20 Hours Per Month During Securities Trading. 3. 10/3/2019 - Hudson Valley Credit Union - DBA: Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-06-19

S63 Uniform Securities Agent State Law Examination

2006-06-19

View on SEC IAPD