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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-05-09 |
Branch Locations
550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Minneapolis | MN | 03/2016 | 11/2016 |
| Wells Fargo Bank | Minneapolis | MN | 03/2016 | Present |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 2015-11-11 |
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