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Derek Scott Zachariah

LPl Financial LLC

Berkley, MI

Fort Mill, SC

Berkley, MI

CRD 5138597

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-01
TX RA APPROVED 2024-05-01
  • MI RA
    APPROVED
    Since 2024-05-01
  • TX RA
    APPROVED
    Since 2024-05-01

Branch Locations

Berkley, MI • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Berkley, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 05/2006 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 05/2024
Lpl Financial Llc Berkley MI 05/2024 Present
Previous Registrations
Other Businesses

1) 4/2024- DSZ Creations LLC - Business Entity for Tax/Investment Purposes only - Inv. Related- Berkley, MI - start date 2020 - 1hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-07
  • S66 Uniform Combined State Law Examination
    2006-07-07

View on SEC IAPD

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