Richard Kent Cooper

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 10/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ridgeland, MS
• 10/2016 → 01/2017
  Unemployed
  Madison, MS
• 01/2017 → 08/2017
  Mississippi Braves
  Pearl, MS
• 08/2017 → 08/2021
  Ameriprise Financial Services Inc.
  Flowood, MS
• 08/2021 → 02/2022
  Unemployed
  Madison, MS
• 02/2022 → 11/2022
  Wealthview Capital, Llc.
  Jackson, MS
• 11/2022 → 06/2024
  Securities America, Inc.
  Madison, MS
• 11/2022 → 06/2024
  Securities America Advisors
  Madison, MS
• 06/2024 → Present
  Osaic Wealth, Inc.
  Madison, MS
• 06/2024 → Present
  Osaic Wealth, Inc.
  Madison, MS

Previous Registrations

• 2022-11-29 → 2024-06-14
  Securities America Advisors, Inc.
  Madison, MS
• 2017-08-28 → 2021-08-18
  Ameriprise Financial Services, Llc
  Flowood, MS
• 2016-04-25 → 2016-10-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ridgeland, MS

Other Businesses

1. DBA - Your Retirement Advisor 2. NIAI PUBLISHING, LLC POSITION: Owner/CEO NATURE: I own and run a Kindle Direct Publishing LLC under the business name Niai Publishing, LLC. Through it I publish fiction novels as well as low to no content books (coloring books, journals, planners, etc.). INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2022 ADDRESS: 289 Buckhead Drive, Madison MS 39110 DESCRIPTION: I run the OBA. I also make most of the content. 3. RICHARD KENT COOPER, INSURANCE AGENT POSITION: Agent NATURE: I am insurance licensed. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/13/2013 ADDRESS: 289 Buckhead Drive, Madison MS 39110 DESCRIPTION: Recommend and place insurance products for investment clients were appropriate and, in the client's, best interest. 4. GENESIS CAPITAL WEALTH, LLC POSITION: Investment Advisor Representative NATURE: This is a DBA being established for myself and my business partner after a split with the previous team I was operating under. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/03/2025 ADDRESS: 1000 Highland Colony Parkway, Suite 5203, Ridgeland MS 39157, United States DESCRIPTION: Financial Planning and Investment Advice

Exams

• S66 Uniform Combined State Law Examination
  2016-04-22
• S63 Uniform Securities Agent State Law Examination
  2015-06-19

Designations

• Certified Financial Planner

Other Names

• Richard Kent Cooper Iii
• Richard Kent Cooper
• Richard Kent Cooper