William Ca San

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-08

TX RA
APPROVED

Since 2023-08-08

Branch Locations

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Glendale	CA	06/2015	Present
New York Life Insurance Company	Glendale	CA	04/2015	Present
Eagle Strategies Llc	Glendale	CA	11/2020	Present

06/2015 → Present

Nylife Securities Llc

Glendale, CA
04/2015 → Present

New York Life Insurance Company

Glendale, CA
11/2020 → Present

Eagle Strategies Llc

Glendale, CA

Other Businesses

[[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 182 Guinevere, Irvine, CA 92620; Start Date 10/2021; Role/Title: Independent Contractor; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-06
S63	Uniform Securities Agent State Law Examination	2015-07-30

S66 Uniform Combined State Law Examination

2020-11-06
S63 Uniform Securities Agent State Law Examination

2015-07-30

View on SEC IAPD