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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-24 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Indianapolis | IN | 12/2014 | 12/2025 |
| Northwestern Mutual Investment Services, Llc | Indianapolis | IN | 10/2014 | 12/2025 |
| Northwestern Mutual Wealth Management Company | Indianapolis | IN | 06/2017 | 12/2025 |
| Mml Investors Services, Llc | Indianapolis | IN | 12/2025 | Present |
| Massmutual Life Insurance Co | Indianapolis | IN | 12/2025 | Present |
NAME: JOSEPH GAUTIER LLC INV REL: Y ADD: RESIDENTIAL NATURE: OWNER OF LLC FOR PAYROLL FOR EMPLOYEE POSITION: OWNER START DATE: 12/01/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-03 |
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