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Current Employers
First Wilshire Securities Management, Inc.

200 South Los Robles Ave. Suite 620, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-09-12
  • CA RA
    APPROVED
    Since 2014-09-12

Branch Locations

200 South Los Robles Ave. Suite 620, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Wilshire Securities Management, Inc. Pasadena CA 04/2006 Present
Previous Registrations
  • 2006-06-01 → 2014-10-28
    First Wilshire Securities, Inc.
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-31
  • S66 Uniform Combined State Law Examination
    2006-05-31
Designations

View on SEC IAPD

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