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Tamaran Rae Appelbaum

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 6411508

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-20
  • CO RA
    APPROVED
    Since 2026-04-20

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 06/2015 08/2021
Charles Schwab & Co., Inc. Lone Tree CO 08/2021 Present
Charles Schwab Bank Lone Tree CO 01/2026 Present
  • 06/2015 → 08/2021
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 08/2021 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2026 → Present
    Charles Schwab Bank
    Lone Tree, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-20
S63 Uniform Securities Agent State Law Examination 2015-07-28
  • S65 Uniform Investment Adviser Law Examination
    2026-04-20
  • S63 Uniform Securities Agent State Law Examination
    2015-07-28
Other Names
  • Tamran Doty
  • Tamaran Doty
  • Tamaran Rae Doty

View on SEC IAPD

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