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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

401 E 8Th Street, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Powell Financial Partners Georgetown TX 08/2014 Present
Voya Financial Advisors Georgetown TX 04/2018 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2014 → Present
    Powell Financial Partners
    Georgetown, TX
  • 04/2018 → 06/2021
    Voya Financial Advisors
    Georgetown, TX
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:POWELL FINANCIAL PARTNERS; Yes; 401 E 8TH STREET; GEORGETOWN; TX; 78626; FINANCIAL SERVICES/DBA; INVESTMENT ADVISER; 4/6/2018; 180; 100; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 401 E 8TH STREET; GEORGETOWN; TX; 78626; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/6/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: CITY OF GEORGETOWN - HISTORIC AND ARCHITECTURAL REVIEW COMMISSION INVESTMENT RELATED: NO ADDRESS: 510 W. NINTH STREET, GEORGETOWN, TX 78626 NATURE OF BUSINESS: THE COMMISSION REVIEWS PROJECTS WITHIN DOWNTOWN & OLD TOWN HISTORIC OVERLAY DISTRICTS FOR COMPLIANCE WITH THE APPROVAL CRITERIA, INCLUDING DESIGN GUIDELINES. START DATE: 3/2022 POSITION/TITLE/RELATIONSHIP: COMMISSIONER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEWS NEW COMMERCIAL & RESIDENTIAL PROJECTS IN DOWNTOWN & OLD TOWN DISTRICTS, ADDITIONS & ALTERATIONS TO HISTORIC STRUCTURES WITHIN DISTRICTS, & DEMOLITION REQUEST FOR HISTORIC STRUCTURES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-10
  • S66 Uniform Combined State Law Examination
    2018-09-10
Other Names
  • Jennifer Leigh Powell

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