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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Powell Financial Partners | Georgetown | TX | 08/2014 | Present |
| Voya Financial Advisors | Georgetown | TX | 04/2018 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:POWELL FINANCIAL PARTNERS; Yes; 401 E 8TH STREET; GEORGETOWN; TX; 78626; FINANCIAL SERVICES/DBA; INVESTMENT ADVISER; 4/6/2018; 180; 100; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 401 E 8TH STREET; GEORGETOWN; TX; 78626; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/6/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: CITY OF GEORGETOWN - HISTORIC AND ARCHITECTURAL REVIEW COMMISSION INVESTMENT RELATED: NO ADDRESS: 510 W. NINTH STREET, GEORGETOWN, TX 78626 NATURE OF BUSINESS: THE COMMISSION REVIEWS PROJECTS WITHIN DOWNTOWN & OLD TOWN HISTORIC OVERLAY DISTRICTS FOR COMPLIANCE WITH THE APPROVAL CRITERIA, INCLUDING DESIGN GUIDELINES. START DATE: 3/2022 POSITION/TITLE/RELATIONSHIP: COMMISSIONER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEWS NEW COMMERCIAL & RESIDENTIAL PROJECTS IN DOWNTOWN & OLD TOWN DISTRICTS, ADDITIONS & ALTERATIONS TO HISTORIC STRUCTURES WITHIN DISTRICTS, & DEMOLITION REQUEST FOR HISTORIC STRUCTURES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-10 |
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