Nicholas Lloyd Akers

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 11/2016
  Wells Fargo Advisors, Llc
  St Louis, MO
• 11/2016 → 05/2022
  Wells Fargo Clearing Services, Llc
  St Louis, MO
• 05/2022 → Present
  Principal Life Insurance Company
  Saint Louis, MO
• 06/2022 → Present
  Principal Securities Inc
  Saint Louis, MO
• 04/2024 → Present
  Principal Advised Services
  Saint Louis, MO

Previous Registrations

• 2015-01-23 → 2022-06-08
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  St. Louis, MO

Other Businesses

**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2022 ADDRESS: 711 high st, des moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 711 high street, des moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-22

Other Names

• Nick Akers
• Nicholas Akers