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Tyler Brooks Duddy

Fisher Investments

Plano, TX

Saint Louis, MO

CRD 6411185

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-18
KS RA APPROVED 2022-01-20
MO RA APPROVED 2018-03-05
  • TX RA
    APPROVED_RES
    Since 2023-09-18
  • KS RA
    APPROVED
    Since 2022-01-20
  • MO RA
    APPROVED
    Since 2018-03-05

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 10/2014 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 01/2017
Scottrade, Inc. St. Louis MO 01/2017 03/2018
Fisher Investments Saint Louis MO 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2015-01-22
Other Names
  • Tyler Brooks Duddy
  • Tyler Duddy

View on SEC IAPD

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