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Sandra Delia Gutierrez

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Westlake TX 05/2015 12/2022
Charles Schwab & Co., Inc. Westlake TX 01/2022 Present
Td Ameritrade Investment Management, Llc Westlake TX 09/2016 12/2022
Charles Schwab And Co., Inc. Westlake TX 12/2022 Present
  • 05/2015 → 12/2022
    Td Ameritrade, Inc.
    Westlake, TX
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 09/2016 → 12/2022
    Td Ameritrade Investment Management, Llc
    Westlake, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
Previous Registrations
  • 2016-09-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2016-09-16 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-15
S63 Uniform Securities Agent State Law Examination 2015-06-26
  • S66 Uniform Combined State Law Examination
    2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2015-06-26
Other Names
  • Sandra Delia Torres Espinoza
  • Sandra Delia Gomez

View on SEC IAPD

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ADVISOR RESOURCE COUNCIL
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Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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