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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-11-09 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | St. Petersburg | FL | 10/2014 | Present |
| Transamerica Investors Securities Corporation | St. Petersburg | FL | 10/2014 | Present |
I am part of Peninsula Baseball Umpires association that began on 4/24/2023. I will be working a as baseball umpire for local recreational and high school baseball. I will also be taken part of clinics and meetings to stay certified to umpire games throughout the year. There are times I may receive compensation for the services that will begin around 10/1/2023, the compensation will be classified as an independent contractor. Compensation is estimated to be under 500 dollars a year. The approximate number of hours per month would be 10-15 hours and none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
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