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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
475 Hartwig Blvd Ste 200, Johnson Creek, WI 53038 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Appleton | WI | 01/2015 | 08/2018 |
| Jp Morgan Securities, Llc | Waukesha | WI | 08/2018 | 01/2019 |
| Jp Morgan Chase Bank, N.A. | Waukesha | WI | 08/2018 | 01/2019 |
| Capital Financial Services, Inc | Milwaukee | WI | 02/2019 | 05/2019 |
| The Prudential Insurance Company Of America | Jefferson | WI | 06/2019 | 09/2019 |
| Pruco Securities, Llc | Jefferson | WI | 06/2019 | 09/2019 |
| Jp Morgan Securities, Llc | Janesville | WI | 09/2019 | 06/2023 |
| Jp Morgan Chase Bank, N.A. | Janesville | WI | 09/2019 | 06/2023 |
| Securities America, Inc. | Johnson Creek | WI | 06/2023 | 06/2024 |
| Securities America Advisors | Johnson Creek | WI | 06/2023 | 06/2024 |
| Osaic Wealth, Inc. | Johnson Creek | WI | 06/2024 | Present |
1. HIGHPOINTE WEALTH MANAGEMENT, INC. - DBA 2. TENACITY ADVISOR GROUP POSITION: affiliated advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 2700 Vernon Dr., Green Bay WI 54304, United States DESCRIPTION: share best practices 3. HIGHPOINTE WEALTH MANAGEMENT, INC. POSITION: Owner NATURE: S corporation for tax purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2023 ADDRESS: 475 Hartwig Blvd, Suite 200, Johnson Creek WI 53038, United States DESCRIPTION: Financial advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-26 |
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