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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-27
MS RA APPROVED 2025-02-28
AZ RA APPROVED 2024-02-06
CA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2025-03-27
  • MS RA
    APPROVED
    Since 2025-02-28
  • AZ RA
    APPROVED
    Since 2024-02-06
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Phoenix, AZ • United States

3635 Webster Street, San Francisco, CA 94123 • United States

Ocean Springs, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 02/2013 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 03/2021
Cetera Wealth Services, Llc El Segundo CA 04/2021 Present
Stella Wealth Advisors Llc San Francisco CA 04/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
A-Bearie Llc Ocean Springs MS 12/2024 Present
  • 02/2013 → 11/2016
    Wells Fargo Advisors, Llc
    San Francisco, CA
  • 11/2016 → 03/2021
    San Francisco, CA
  • 04/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2021 → Present
    Stella Wealth Advisors Llc
    San Francisco, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 12/2024 → Present
    A-Bearie Llc
    Ocean Springs, MS
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2021 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELL LIFE, ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: STELLA WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: WEALTH MANAGEMENT START DATE: 4/2021 POSITION/TITLE/RELATIONSHIP: FOUNDER/SENIOR INVESTMENT ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FOUNDER/SENIOR INVESTMENT ADVISOR; 3. NAME OF OTHER BUSINESS: MORE FABRICATIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SALES CONSULTING; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: CONSULTANT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: CONSULT ON SALES ACTIVITIES WITH THE EXECUTIVE LEADERSHIP TEAM; 4. NAME OF OTHER BUSINESS: A-BEARIE LLC, INVESTMENT RELATED: NO, ADDRESS: 1112 LAFONTAINE AVE, OCEAN SPRINGS, MS 39564, NATURE OF BUSINESS: REAL ESTATE, START DATE:12/2024, POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LLC MANAGING PARTNER AND K1 DISTRIBUTER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
  • S66 Uniform Combined State Law Examination
    2007-02-20

View on SEC IAPD

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