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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.C. Ziegler And Company Waukesha WI 10/2014 03/2018
Stifel, Nicolaus & Company, Incorporated Waukesha WI 03/2018 Present
Previous Registrations
  • 2015-02-06 → 2018-03-16
    B. C. Ziegler And Company
    Waukesha, WI
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-06
  • S66 Uniform Combined State Law Examination
    2015-02-06

View on SEC IAPD

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