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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-17
  • CA RA
    APPROVED
    Since 2025-09-17

Branch Locations

30 South First Street, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Clara CA 10/2014 04/2018
Carl Schreiber - Independent Contractor San Jose CA 06/2006 Present
J.P. Morgan Securities, Llc Sunnyvale CA 03/2023 05/2025
Jpmorgan Chase Bank, N.A. Mountain View CA 10/2014 02/2023
Jpmorgan Chase Bank, N.A. Sunnyvale CA 02/2023 05/2025
Merrill Lynch, Pierce, Fenner & Smith, Inc. San Jose CA 05/2025 08/2025
Bank Of America, N.A. San Jose CA 07/2025 08/2025
Charles Schwab & Co., Inc. Campbell CA 09/2025 Present
Charles Schwab Bank, Ssb Campbell CA 09/2025 Present
  • 10/2014 → 04/2018
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 06/2006 → Present
    Carl Schreiber - Independent Contractor
    San Jose, CA
  • 03/2023 → 05/2025
    J.P. Morgan Securities, Llc
    Sunnyvale, CA
  • 10/2014 → 02/2023
    Jpmorgan Chase Bank, N.A.
    Mountain View, CA
  • 02/2023 → 05/2025
    Jpmorgan Chase Bank, N.A.
    Sunnyvale, CA
  • 05/2025 → 08/2025
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    San Jose, CA
  • 07/2025 → 08/2025
    Bank Of America, N.A.
    San Jose, CA
  • 09/2025 → Present
    Campbell, CA
  • 09/2025 → Present
    Charles Schwab Bank, Ssb
    Campbell, CA
Previous Registrations
Other Businesses

1) Self Employed | Investment Related:No|1165 Kimberly Dr|Performing/Fine Arts|Actor|2006-06-01|Less than 20|0|I have a sole proprietor business in the Entertainment Industry. This business is not an investment related business, has no relationship with the financial industry, nor does it or I work with anyone involved in the financial industry. The name of my business is my name: Carl Schreiber. My title is Actor. I started the business on 06/01/2006, however, I now devote zero hours during security trading hours. The business remains open in case I receive residual income from past employment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
S63 Uniform Securities Agent State Law Examination 2023-05-18
  • S66 Uniform Combined State Law Examination
    2025-08-13
  • S63 Uniform Securities Agent State Law Examination
    2023-05-18
Other Names
  • Carl Schreiber
  • Carl Joseph Schreiber
  • Carl Joseph Schreiber
  • Carl J Schreiber

View on SEC IAPD

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