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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Santa Clara | CA | 10/2014 | 04/2018 |
| Carl Schreiber - Independent Contractor | San Jose | CA | 06/2006 | Present |
| J.P. Morgan Securities, Llc | Sunnyvale | CA | 03/2023 | 05/2025 |
| Jpmorgan Chase Bank, N.A. | Mountain View | CA | 10/2014 | 02/2023 |
| Jpmorgan Chase Bank, N.A. | Sunnyvale | CA | 02/2023 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | San Jose | CA | 05/2025 | 08/2025 |
| Bank Of America, N.A. | San Jose | CA | 07/2025 | 08/2025 |
| Charles Schwab & Co., Inc. | Campbell | CA | 09/2025 | Present |
| Charles Schwab Bank, Ssb | Campbell | CA | 09/2025 | Present |
1) Self Employed | Investment Related:No|1165 Kimberly Dr|Performing/Fine Arts|Actor|2006-06-01|Less than 20|0|I have a sole proprietor business in the Entertainment Industry. This business is not an investment related business, has no relationship with the financial industry, nor does it or I work with anyone involved in the financial industry. The name of my business is my name: Carl Schreiber. My title is Actor. I started the business on 06/01/2006, however, I now devote zero hours during security trading hours. The business remains open in case I receive residual income from past employment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-18 |
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