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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-05-06 |
| AZ | RA | APPROVED | 2015-02-06 |
| CO | RA | APPROVED | 2015-01-08 |
Branch Locations
161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Scottsdale | AZ | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; CHANDLER, AZ; OWNER; RESIDENTIAL PROPERTY; START DATE 5/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS. SIENA 54 LLC; INV. RELATED; CHANDLER, AZ; OWNER; LLC HOLDS RENTAL PROPERTY; START DATE 5/15/2024; 1-2 HOURS PER MONTH; 0 HOURS DURING BUSINESS HOURS. WTKR, LLC; INV RELATED; PHOENIX,AZ; FINET PRACTICE;25% OWNERSHIP; START DATE: 11/17/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-08 |
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