Ravin Kawailani Walters

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 12/2016
  Charles Schwab & Co., Inc.
  West Hartford, CT
• 08/2015 → 12/2016
  Charles Schwab Bank
  West Hartford, CT
• 12/2016 → 05/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wethersfield, CT
• 12/2016 → 06/2020
  Bank Of America, N.A.
  Wethersfield, CT
• 10/2020 → 02/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 10/2020 → 02/2023
  Sia Llc
  Los Angeles, CA
• 06/2020 → 09/2020
  Unemployed
  Santa Monica, CA
• 02/2023 → 09/2023
  Cgn Advisors, Llc
  Manhattan, KS
• 09/2023 → Present
  Thrivent Investment Management Inc
  Cedarburg, WI
• 09/2023 → 07/2024
  Thrivent Financial
  Appleton, WI
• 07/2024 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2023-03-01 → 2023-09-18
  Cgn Advisors, Llc
  Manhattan, KS
• 2020-10-26 → 2023-02-10
  Signature Investment Advisors, Llc
  Los Angeles, CA
• 2017-01-03 → 2020-06-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wethersfield, CT
  Bloomfield, CT
  Milford, CT
  Bloomfield, CT
  Milford, CT
  New Haven, CT
• 2015-09-30 → 2016-12-09
  Charles Schwab & Co., Inc.
  West Hartford, CT
• 2015-04-09 → 2015-08-21
  Msi Financial Services, Inc.
  West Hartford, CT

Exams

• S66 Uniform Combined State Law Examination
  2015-03-06
• S63 Uniform Securities Agent State Law Examination
  2015-02-09

Other Names

• Ravin Walters
• Ravin K Walters