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Ashley Moody Gallion

First Citizens Investor Services, Inc.

Morganton, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-09-27
  • NC RA
    APPROVED
    Since 2010-09-27

Branch Locations

217 North Sterling Street, Morganton, NC 28655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 09/2010 Present
  • 09/2010 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
  • S66 Uniform Combined State Law Examination
    2006-09-06
Other Names
  • Ashley Moody
  • Ashley Nicole Moody
  • Ashley Moody Gardner

View on SEC IAPD

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