David Shane Pearcy

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2017
  New York Life Insurance Co
  Franklin, TN
• 09/2016 → 06/2017
  Nylife Securities Llc
  Franklin, TN
• 06/2017 → 05/2020
  Self Employed
  Murfreesboro, TN
• 05/2020 → 10/2024
  Sound Income Strategies Llc
  Fort Lauderdale, FL
• 05/2020 → 12/2023
  Retirement Income Solutions
  Murfreesboro, TN
• 05/2020 → 12/2023
  Retirement Income Source
  Fort Lauderdale, FL
• 01/2024 → Present
  Firm Foundation Retirement Llc
  Murfreesboro, TN
• 11/2024 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 08/2020 → Present
  Buffalo Health Advisors
  Nashville, TN

Previous Registrations

• 2024-11-22 → 2024-12-04
  Ae Wealth Management, Llc
  Murfreesboro, TN

Other Businesses

1. Firm Foundation Retirement LLC; Yes, Investment Related; 1500 Medical Center Parkway Box 27 Murfreesboro, TN 37129; Insurance Sales; POSITION: Owner/Agent; Start Date 01/2024; Approx. 200 hours a month; Approx. 200 hours during trading; Insurance Sales and Services. 2. Buffalo Health Advisors; Not Investment Related; 1500 Medical Center Parkway Box 27 Murfreesboro, TN 37129; Sale of Medicare Supplement Insurance/Advantage Plans; POSITION: Independent Agent; Start Date 08/2020; Approx. 15 hours a month; Approx. 15 hours during trading; Insurance Sales and Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-05

Other Names

• Shane Pearcy