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Justin Robert Medeiros

Rockefeller Financial LLC

Los Angeles, CA

Newport Beach, CA

CRD 6409444

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-01
CA RA APPROVED 2021-04-30
  • TX RA
    APPROVED_RES
    Since 2021-05-01
  • CA RA
    APPROVED
    Since 2021-04-30

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

800 Newport Center Drive Suite 650, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Newport Beach CA 10/2014 Present
  • 10/2014 → Present
    Ubs Financial Services
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2016-08-16

View on SEC IAPD

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