Audrea Jane Sullivan

Current Employers

Eq Wealth Management

Bellevue, WA • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-08-18
WA	RA	APPROVED	2023-11-28

CO RA
APPROVED

Since 2026-08-18
WA RA
APPROVED

Since 2023-11-28

Branch Locations

Denver, CO • United States

Bellevue, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Eq Wealth Management	Bellevue	WA	04/2022	Present
Assured Partners	Greenwood Village	CO	08/2021	03/2022
Citibank	Belfast		06/2021	08/2021
Transform Wealth	Denver	CO	04/2018	06/2021
Mariner Wealth Advisors	Highlands Ranch	CO	04/2016	04/2018

04/2022 → Present

Eq Wealth Management

Bellevue, WA
08/2021 → 03/2022

Assured Partners

Greenwood Village, CO
06/2021 → 08/2021

Citibank

Belfast
04/2018 → 06/2021

Transform Wealth

Denver, CO
04/2016 → 04/2018

Mariner Wealth Advisors

Highlands Ranch, CO

Other Businesses

Guided Healing Yoga Therapy; not investment-related; Residence; Yoga therapy guidance and instruction; Owner; Start date: 03/2021; 40 hours per month, none during securities trading hours. Individualized guidance/instruction in yoga therapy techniques for the care & management of lifestyle & health concerns/conditions; one-on-one yoga therapy sessions, assessment & treatment planning, follow-up.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-25

S65 Uniform Investment Adviser Law Examination

2023-11-25