Lisa Marie Pleiness

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-18
MI	RA	APPROVED	2017-06-07

TX RA
APPROVED_RES

Since 2022-02-18
MI RA
APPROVED

Since 2017-06-07

Branch Locations

Decatur, MI • United States

5991 Venture Park Dr, Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Kalamazoo	MI	10/2014	03/2020
Ameriprise Financial Services, Llc	Kalamazoo	MI	03/2020	Present

10/2014 → 03/2020

Ameriprise Financial Services, Inc.

Kalamazoo, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Kalamazoo, MI

Other Businesses

Outside Employment; Venture59 LLC; I am an employee of Miedema & Associates working as a Financial Advisor with a client base as the servicing advisor.; I am an employee of Miedema & Associates working as a Financial Advisor with a client base as the servicing advisor. Beginning 7/1/24 we will be compensated through Venture59 LLC; 5991 Venture Park Dr, , Kalamazoo, MI, 49009; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-05

S66 Uniform Combined State Law Examination

2017-06-05

Other Names

Lisa Marie Bertrand

View on SEC IAPD