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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-17
  • MO RA
    APPROVED
    Since 2024-07-17

Branch Locations

520 Dix Road, Ste.D, Jefferson City, MO 65109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Chesterfield MO 03/2015 06/2019
School Troy MO 08/2000 Present
Massmutual Life Insurance Co Chesterfield MO 12/2014 06/2019
Center Street Securities, Inc. Nashville TN 06/2019 11/2023
Center Street Advisors, Inc. Nashville TN 06/2019 11/2023
Arete Wealth Advisors, Llc Chicago IL 03/2023 07/2024
Arete Wealth Management, Llc Chicago IL 11/2023 07/2024
Lpl Financial Llc Jefferson City MO 07/2024 Present
  • 03/2015 → 06/2019
    Chesterfield, MO
  • 08/2000 → Present
    School
    Troy, MO
  • 12/2014 → 06/2019
    Massmutual Life Insurance Co
    Chesterfield, MO
  • 06/2019 → 11/2023
    Center Street Securities, Inc.
    Nashville, TN
  • 06/2019 → 11/2023
    Center Street Advisors, Inc.
    Nashville, TN
  • 03/2023 → 07/2024
    Chicago, IL
  • 11/2023 → 07/2024
    Arete Wealth Management, Llc
    Chicago, IL
  • 07/2024 → Present
    Jefferson City, MO
Previous Registrations
Other Businesses

1) 06/28/2024 - Missouri Hills Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/28/2024 - Competition Hunting - Business Owner - Training dogs and competing in events - mo 65251 - Investment related - 40 Hours per month - Start date: 01/01/2018. 3) 01/21/2025- Business Underwriters Association- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/15/2025- 10 Hours Per Month- 10 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-31
  • S66 Uniform Combined State Law Examination
    2015-10-31
Other Names
  • Joshua Charles Thornhill

View on SEC IAPD

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