John Lee Barker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 03/2017
  Metlife Securities Inc.
  Sarasota, FL
• 07/2016 → 01/2026
  Massachusetts Mutual Life Insurance Company
  Indianapolis, IN
• 03/2017 → 01/2026
  Mml Investors Services, Llc
  Indianapolis, IN
• 01/2026 → Present
  Lpl Financial Llc
  Waldron, IN

Previous Registrations

• 2017-03-25 → 2026-01-28
  Mml Investors Services, Llc
  Sarasota, FL
  Indianapolis, IN
  Waldron, IN
• 2010-08-19 → 2017-03-25
  Msi Financial Services, Inc.
  Sarasota, FL
• 2009-08-10 → 2010-06-10
  Capitol Securities Management, Inc.
  Tampa, FL
  Bradenton Beach, FL
• 2008-01-01 → 2009-01-26
  Wells Fargo Clearing Services, Llc
  Bradenton, FL
• 2007-09-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Bradenton, FL

Other Businesses

1. 01/2026 - Simple Rental Property - Farmland - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Waldron,IN,46182 - OBA Start Date: 01/01/2016

Exams

• S66 Uniform Combined State Law Examination
  2007-09-14